Legal & Regulatory

Full Disclaimer

Important disclosures and regulatory information for Kevin Paul Kelly & Associates Financial Services.

Securities and Advisory Services

Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC.

Kevin Paul Kelly & Associates is a separate entity from LPL Financial.

Investment Risks

Investing involves risk including loss of principal. No strategy assures success or protects against loss. Past performance is no guarantee of future results.

The information contained on this website is for informational purposes only and does not constitute investment advice. It should not be relied upon as the basis for an investment decision.

Not a Deposit or Bank Guarantee

Securities and insurance products offered through Kevin Paul Kelly & Associates and LPL Financial are: Not FDIC Insured | Not Bank Guaranteed | May Lose Value | Not Insured by Any Federal Government Agency | Not a Bank Deposit.

Accredited Investment Fiduciary (AIF®)

The AIF® designation certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. To receive the AIF® Designation, individuals must complete a training program, successfully pass a comprehensive, closed-book final examination under the supervision of a proctor, and agree to abide by the Code of Ethics. In order to maintain the AIF® Designation, the individual must annually attest to adherence to the Code of Ethics and complete six hours of continuing education credits. The AIF® Designation is administered by the Center for Fiduciary Studies, LLC (a Fiduciary360 company).

FINRA BrokerCheck

Investors can research the background of investment professionals, including Kevin Paul Kelly & Associates advisors, through FINRA's BrokerCheck. This free tool provides information on professional background, business practices, and conduct.

Privacy Policy

Kevin Paul Kelly & Associates is committed to protecting the privacy and security of your personal information. We collect nonpublic personal information about you from information you provide on applications or other forms, and information about your transactions with us, our affiliates, or others.

We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

Website Disclaimer

The information on this website is provided for general informational purposes only and does not constitute legal, tax, accounting, financial, or investment advice. You should consult with a qualified professional before making any financial decisions.

Kevin Paul Kelly & Associates makes no representations or warranties of any kind, express or implied, about the completeness, accuracy, reliability, suitability, or availability with respect to the website or the information, products, services, or related graphics contained on the website for any purpose.

Links to third-party websites are provided for convenience only. Kevin Paul Kelly & Associates does not endorse, nor is it responsible for, the content of any linked website.

General Information & Third-Party Content

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation.

Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker-dealer, state- or SEC-registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

State Registration & Licensing

The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC. Kevin Paul Kelly & Associates is a separate entity from LPL Financial.